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Securities Regulation & Enforcement

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144 Results Found

SEC Shortens Cooling-Off Period in New 10b5-1 Rule

News

December 16, 2022
Exclusive

SEC Update: 10b5-1 Insider Trading Rules Coming Up

News

December 09, 2022
Exclusive

SEC Office of Inspector General Issues “Withering Review” of Chair Gensler

News

November 04, 2022
SEC Finalizes Clawback Rules

News

November 04, 2022
Exclusive

Investors Call for Changes to Stock Option Accounting Rules

News

October 14, 2022
Exclusive

SEC Re-Opens Comment Periods on 11 Rules Due to Technical Snafu

News

October 14, 2022
Exclusive

“Poster Child” for Insider Trading Draws Fire on 10b5-1 Plan Use

News

October 07, 2022
Exclusive

SEC Goes After Investment Adviser for Lack of Rigor in Evaluating Proxies

News

October 07, 2022
Exclusive

Republicans Plan to Scrutinize SEC, Companies Following Midterms

News

September 30, 2022
Exclusive

Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

News

September 30, 2022
Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

News

September 30, 2022
Exclusive

SEC Panel of Investors Calls for More HCM Disclosure

News

September 23, 2022
New Excise Tax on Corporate Stock Buybacks

News

August 16, 2022
Exclusive

Will FASB Scoop the SEC on Disclosure of Human Capital Costs?

News

August 05, 2022
Exclusive

Human Capital Disclosures Can Impact Share Price – But Only When Material

News

July 29, 2022
New SEC Rule Limits Ability to Exclude Shareholder Proposals

News

July 29, 2022
Exclusive

GOP Threatens SEC Oversight of ESG Cases

News

July 22, 2022
“Regulatory Seesaw”: SEC Rescinds Key Provisions of Proxy Advisory Rules

News

July 22, 2022
WV v. EPA Supreme Court Decision Curbs Agency Authority in Addressing “Major Questions”

News

July 08, 2022
Exclusive

Working Group Urges Modernization of Accounting Treatment as Key to HCM Disclosure

News

June 24, 2022
Exclusive

SEC Releases Jam-Packed Spring Agenda

News

June 24, 2022
Exclusive

SEC Once Again Reopens Comment Period for Clawback Proposal

News

June 10, 2022
Exclusive

Lawmakers Weigh in on Anticipated SEC Rules on Human Capital Metrics

News

May 27, 2022
Lawmakers Weigh In on Anticipated SEC Rules on Human Capital Metrics

News

May 27, 2022
Exclusive

Russia: Full business disclosures required

News

May 11, 2022
New Players in Federal Workplace Regulation Landscape Complicate Compliance (1)

News

March 04, 2022
Senators Call on SEC to Require Companies to Report Number of Independent Contractors

News

February 11, 2022
SEC Re-Opens Comment Period on Dodd-Frank Pay for Performance Rule

News

February 04, 2022
Exclusive

SEC Pushing for Enhanced Disclosures from Private Companies

News

January 15, 2022
Exclusive

Center Pushes Back on SEC Proposal to Rescind Proxy Advisory Oversight

Advocacy

January 08, 2022
EXECUTIVE COMPENSATION: SEC and Investors Turn Up the Heat

News

January 07, 2022
Center Comments to SEC on Proxy Rules for Proxy Voting Advice

Advocacy

December 23, 2021
SEC Proposes Changes to 10b5-1 Plans, Share Buyback Disclosure Rules, Announces 2022 Agenda

News

December 17, 2021
SEC to Meet Next Week on Share Buybacks and 10b5-1 Plan Rules

News

December 11, 2021
SEC Moves to Reverse Proxy Voting Advice Regulation (1)

News

November 20, 2021
SEC Moves to Reverse Proxy Voting Advice Regulation

News

November 19, 2021
Glass Lewis to Offer ISS-Style Company Consulting on Equity Plans

News

October 23, 2021
Is it Possible to Stop Insider Trading?

News

October 09, 2021
SEC Letters Question Climate Change Disclosures

News

September 25, 2021
10b5-1 Plan Reform Scenario Planning

News

August 14, 2021
What to Expect When you are Expecting Climate Disclosure Rules

News

August 14, 2021
UK Securities Regulator Unveils “Comply or Explain” Diversity Disclosure Framework

News

August 06, 2021
SEC Commissioner Speeches Provide Clearest Indication Yet of Coming Rules

News

July 31, 2021
ESG Commenters Focus on Risks, Costs, and Opportunities of Prescriptive Climate Disclosures

News

July 31, 2021
UK Securities Regulator Introduces “Comply Or Explain” Diversity Disclosure Framework with Targets

News

July 29, 2021
SEC Committee Taps the Brakes on ESG Disclosures

News

July 17, 2021
Two SEC Speeches Highlight Differing Commissioner Views on ESG Rules

News

June 26, 2021
SEC Regulatory Agenda Kicks Into High Gear

News

June 25, 2021
Legislative and Regulatory Agenda Goes into High Gear

News

June 19, 2021
SEC Chairman Gensler Telegraphs Potential 10b5-1 Plan Regulations

News

June 18, 2021
Charitable Stock Donations Come Under Fire

News

June 12, 2021
Gensler Telegraphs 10b5-1 Plan Regulation On Horizon

News

June 12, 2021
SEC Chairman Gensler Announces Re-Examination of Proxy Advisory Rules

News

June 05, 2021
SEC Chairman Gensler Announces Re-Examination of HR Policy-Supported Proxy Advisory Rules

News

June 04, 2021
SEC Responds to Sen. Warren 10b5-1 Demands

News

May 29, 2021
Former Union Official to Take on New SEC Policy Role

News

April 23, 2021
Gary Gensler Confirmed by Senate as New SEC Chair

News

April 17, 2021
Exclusive

Center Launches New Legislative and Regulatory Tracker – Join the Community!

News

April 17, 2021
Aggressive Regulator Gary Gensler Confirmed as SEC Chairman by Senate

News

April 16, 2021
Will Shareholder Proposal Eligibility Rules be Overturned by Congress?

News

April 10, 2021
SEC Shifts into High Gear on Climate Risk as Republicans Push Back

News

March 26, 2021
SEC Shifts into High Gear on ESG and Climate

News

March 20, 2021
Wall Street Journal Reports Increased Scrutiny of Pandemic Disclosures

News

March 13, 2021
Senators Call on SEC to Regulate 10b5-1 Plans (1)

News

February 26, 2021
Senators Call on SEC to Regulate 10b5-1 Plans

News

February 20, 2021
10b5-1 “Red Flags” Pose Significant Risk to Companies

News

February 06, 2021
The SEC’s Agenda Under New Leadership

News

February 06, 2021
Gary Gensler Likely Biden Pick for SEC Chairman

News

January 16, 2021
Gary Gensler Expected as SEC Chairman Nominee

News

January 15, 2021

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Showing 76 to 144 of 144 entries.

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Workplace AI and Technology
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