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Securities Regulation & Enforcement

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144 Results Found

Supreme Court Significantly Limits Agency Regulatory Authority

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June 28, 2024
Exclusive

UK: Investors to sue Boohoo over worker violations

News

June 12, 2024
Balanced SEC Regulations: Senator Braun Warns Against Prescriptive HCM Rules

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March 28, 2024
Exclusive

SEC Takes a Step Back on Climate Rules

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March 08, 2024
SEC Takes a Step Back On Climate Rules

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March 08, 2024
Exclusive

AI Could Be Next on SEC’s Agenda

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February 16, 2024
Exclusive

Senate to Gensler: Get Those HCM Rules Done

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January 05, 2024
Exclusive

SEC Rule Proposals: HCM Back on for April

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December 15, 2023
Exclusive

SEC Stays Buybacks Rule, Reverses Course on PvP Retirement Disclosure

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December 01, 2023
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Court Challenges SEC's Controversial Buyback Rules

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November 03, 2023
SEC Disclosure Rulemaking Authority in Jeopardy After Challenge from Business Community

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September 01, 2023
Exclusive

Shareholder Proposals Up, Company No Action Request Letters Down

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August 04, 2023
HR Policy-Supported Proxy Advisory Reform Legislation Advances in the House

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July 28, 2023
Exclusive

House Committee Takes On Proxy Advisors

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July 14, 2023
Exclusive

Congress Seeks to Remove SEC Chair Gary Gensler

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June 23, 2023
Exclusive

SEC Releases C&DIs on New Insider Trading Rules

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June 02, 2023
Exclusive

Shareholder Proposals - the SEC Giveth and the SEC Taketh Away

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June 02, 2023
Supreme Court Puts Agency Deference in the Crosshairs

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May 05, 2023
SEC Chair Gensler Grilled by House GOP on Aggressive Regulatory Agenda

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April 21, 2023
Unanimous SCOTUS Ruling Could Open Door for New Challenges to NLRB Authority

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April 21, 2023
Workforce Diversity Disclosures on the Rise Amid Expected SEC Rule

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April 14, 2023
Exclusive

Workforce Diversity Disclosures On the Rise

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March 31, 2023
Exclusive

Climate Pushback Could Have Implications for the SEC’s Human Capital Rules

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February 10, 2023
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The SEC’s Insider Trading and 10b5-1 Plan Rule: A Compliance Guide

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January 10, 2023
Exclusive

SEC Agrees to Shorten Cooling-Off Period in New 10b5-1 Rule

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December 16, 2022
SEC Shortens Cooling-Off Period in New 10b5-1 Rule

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December 16, 2022
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SEC Update: 10b5-1 Insider Trading Rules Coming Up

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December 09, 2022
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SEC Office of Inspector General Issues “Withering Review” of Chair Gensler

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November 04, 2022
SEC Finalizes Clawback Rules

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November 04, 2022
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Investors Call for Changes to Stock Option Accounting Rules

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October 14, 2022
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SEC Re-Opens Comment Periods on 11 Rules Due to Technical Snafu

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October 14, 2022
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“Poster Child” for Insider Trading Draws Fire on 10b5-1 Plan Use

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October 07, 2022
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SEC Goes After Investment Adviser for Lack of Rigor in Evaluating Proxies

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October 07, 2022
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Republicans Plan to Scrutinize SEC, Companies Following Midterms

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September 30, 2022
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Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

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September 30, 2022
Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

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September 30, 2022
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SEC Panel of Investors Calls for More HCM Disclosure

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September 23, 2022
New Excise Tax on Corporate Stock Buybacks

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August 16, 2022
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Will FASB Scoop the SEC on Disclosure of Human Capital Costs?

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August 05, 2022
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Human Capital Disclosures Can Impact Share Price – But Only When Material

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July 29, 2022
New SEC Rule Limits Ability to Exclude Shareholder Proposals

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July 29, 2022
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GOP Threatens SEC Oversight of ESG Cases

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July 22, 2022
“Regulatory Seesaw”: SEC Rescinds Key Provisions of Proxy Advisory Rules

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July 22, 2022
WV v. EPA Supreme Court Decision Curbs Agency Authority in Addressing “Major Questions”

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July 08, 2022
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Working Group Urges Modernization of Accounting Treatment as Key to HCM Disclosure

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June 24, 2022
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SEC Releases Jam-Packed Spring Agenda

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June 24, 2022
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SEC Once Again Reopens Comment Period for Clawback Proposal

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June 10, 2022
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Lawmakers Weigh in on Anticipated SEC Rules on Human Capital Metrics

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May 27, 2022
Lawmakers Weigh In on Anticipated SEC Rules on Human Capital Metrics

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May 27, 2022
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Russia: Full business disclosures required

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May 11, 2022

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