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Securities Regulation & Enforcement

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144 Results Found

SEC Disclosure Rulemaking Authority in Jeopardy After Challenge from Business Community

News

September 01, 2023
Exclusive

Shareholder Proposals Up, Company No Action Request Letters Down

News

August 04, 2023
HR Policy-Supported Proxy Advisory Reform Legislation Advances in the House

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July 28, 2023
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House Committee Takes On Proxy Advisors

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July 14, 2023
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Congress Seeks to Remove SEC Chair Gary Gensler

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June 23, 2023
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SEC Releases C&DIs on New Insider Trading Rules

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June 02, 2023
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Shareholder Proposals - the SEC Giveth and the SEC Taketh Away

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June 02, 2023
Supreme Court Puts Agency Deference in the Crosshairs

News

May 05, 2023
SEC Chair Gensler Grilled by House GOP on Aggressive Regulatory Agenda

News

April 21, 2023
Unanimous SCOTUS Ruling Could Open Door for New Challenges to NLRB Authority

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April 21, 2023
Workforce Diversity Disclosures on the Rise Amid Expected SEC Rule

News

April 14, 2023
Exclusive

Workforce Diversity Disclosures On the Rise

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March 31, 2023
Exclusive

Climate Pushback Could Have Implications for the SEC’s Human Capital Rules

News

February 10, 2023
Exclusive

The SEC’s Insider Trading and 10b5-1 Plan Rule: A Compliance Guide

News

January 10, 2023
Exclusive

SEC Agrees to Shorten Cooling-Off Period in New 10b5-1 Rule

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December 16, 2022
SEC Shortens Cooling-Off Period in New 10b5-1 Rule

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December 16, 2022
Exclusive

SEC Update: 10b5-1 Insider Trading Rules Coming Up

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December 09, 2022
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SEC Office of Inspector General Issues “Withering Review” of Chair Gensler

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November 04, 2022
SEC Finalizes Clawback Rules

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November 04, 2022
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Investors Call for Changes to Stock Option Accounting Rules

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October 14, 2022
Exclusive

SEC Re-Opens Comment Periods on 11 Rules Due to Technical Snafu

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October 14, 2022
Exclusive

“Poster Child” for Insider Trading Draws Fire on 10b5-1 Plan Use

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October 07, 2022
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SEC Goes After Investment Adviser for Lack of Rigor in Evaluating Proxies

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October 07, 2022
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Republicans Plan to Scrutinize SEC, Companies Following Midterms

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September 30, 2022
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Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

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September 30, 2022
Judge Rules SEC’s Suspension of 2020 Proxy Advisory Rules Unlawful

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September 30, 2022
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SEC Panel of Investors Calls for More HCM Disclosure

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September 23, 2022
New Excise Tax on Corporate Stock Buybacks

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August 16, 2022
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Will FASB Scoop the SEC on Disclosure of Human Capital Costs?

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August 05, 2022
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Human Capital Disclosures Can Impact Share Price – But Only When Material

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July 29, 2022

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